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Canadian Securities Administrators
Results: 443

#	Item
371	PROVINCIAL/TERRITORIAL COUNCIL OF MINISTERS OF SECURITIES REGULATION (Council) PROGRESS REPORT January 2011 to December[removed]BACKGROUND Add to Reading List Source URL: www.securitiescanada.org Language: English - Date: 2012-03-05 16:00:04 Canadian law Canadian securities regulation Canadian Securities Administrators Non-reporting issuer Exempt market dealer Securities Commission Securities regulation in the United States Security Hedge fund Financial economics Investment Finance
372	Plain Blank Page (Normal.dot) Add to Reading List Source URL: www.securitiescanada.org Language: English - Date: 2011-05-09 12:04:52 Financial regulation Canadian law Investment Canadian securities regulation Canadian Securities Administrators Ontario Securities Commission U.S. Securities and Exchange Commission Securities Commission International Organization of Securities Commissions Financial economics Finance Economics
373	For Immediate Release April 13, 2012 CSA seeks comment on proposed over-the-counter derivatives exemption Winnipeg – The Canadian Securities Administrators (CSA) today published for comment CSA Add to Reading List Source URL: www.community.gov.yk.ca Language: English - Date: 2014-07-07 19:48:06 Canadian securities regulation Government Financial markets Autorité des marchés financiers British Columbia Securities Commission Ontario Securities Commission Stock market Securities Commission Capital market Canadian Securities Administrators Financial economics Canada
374	The Council of Ministers responsible for securities regulation today reaffirmed their ongoing commitment to implementation of the Passport System Add to Reading List Source URL: www.securitiescanada.org Language: English - Date: 2012-01-23 18:29:44 Capital market Financial regulation Financial system Financial economics Finance Securities Commission International Organization of Securities Commissions Canadian law Canadian securities regulation Canadian Securities Administrators
375	CSA Staff Notice[removed]Follow-up to Broker-Dealer Registration in the Exempt Market Dealer Category July 12, 2012 Introduction On September 2, 2011, Canadian Securities Administrators (CSA or we) published CSA Staff Add to Reading List Source URL: www.community.gov.yk.ca Language: English - Date: 2014-07-04 17:39:20 Financial system Investment United States securities law Exempt market dealer Financial regulation Canadian securities regulation Investment Industry Regulatory Organization of Canada Financial Industry Regulatory Authority Broker-dealer Financial economics Self-regulatory organizations Finance
376	Understanding mutual funds Canadian Securities Administrators Securities regulators from each province and territory have teamed up to form the Canadian Securities Administrators, or CSA for short. The CSA is primarily r Add to Reading List Source URL: www.community.gov.yk.ca Language: English - Date: 2014-07-07 19:48:08 Funds Financial services Collective investment schemes Institutional investors Mutual fund Stock fund Closed-end fund Exchange-traded fund Active management Financial economics Investment Finance
377	CSA Notice and Request for Comment Proposed Amendments Facilitating CSA Information Technology Arrangements January [17], 2013 Introduction The Canadian Securities Administrators (the CSA or we) are publishing for a 90 d Add to Reading List Source URL: www.community.gov.yk.ca Language: English - Date: 2014-07-04 17:39:09 Canadian law United States securities law Canadian securities regulation 73rd United States Congress United States Securities and Exchange Commission Ontario Securities Commission Securities Canadian Securities Administrators System for Electronic Document Analysis and Retrieval Financial regulation Law Canada
378	Provincial-Territorial Council of Ministers of Securities Regulation Committed to Ongoing Reform - June 25, 2014 Add to Reading List Source URL: www.securitiescanada.org Language: English - Date: 2014-06-25 14:26:06 Financial economics Economics Financial regulation Canadian Securities Administrators Capital market Systemic risk Regulation Reference re Securities Act International Organization of Securities Commissions Financial markets Canadian law Canadian securities regulation
379	Securities Regulation[removed]Progress Report Add to Reading List Source URL: www.securitiescanada.org Language: English - Date: 2014-08-07 12:18:43 Canadian law Finance Investment Canadian securities regulation Canadian Securities Administrators Exempt market dealer Securities regulation in the United States U.S. Securities and Exchange Commission International Financial Reporting Standards Financial regulation Business Financial economics
380	Microsoft Word - Circulaire ANG VF[removed]doc Add to Reading List Source URL: www.chambresf.com Language: English - Date: 2013-07-11 16:14:28 Autorité des marchés financiers Mutual Fund Dealers Association Self-regulatory organization Economy of Canada Securities Commission Financial planner Canadian Securities Administrators Canada Business Canadian law Canadian securities regulation Financial regulation

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